Diagnostic Value of Ascitic Tumor Markers for Gastric Cancer-associated Malignant Ascites
Article information
Abstract
Background/Aims
Peritoneal carcinomatosis with malignant ascites is common in patients with advanced gastric cancer (GC). The detection of tumor cells is the gold standard for the diagnosis of malignant ascites; however, it often requires complementary tests because of its low sensitivity. Herein, we measured the levels of tumor markers in the malignant ascites of GC patients (GC-ascites) and benign ascites of liver cirrhosis patients (LC-ascites) to elucidate the diagnostic value of tumor markers in GC-ascites.
Materials and Methods
The levels of CEA, cancer antigen 72-4 (CA 72-4), CA 19-9, and CA 125 were measured in 138 GC-ascites and 64 LC-ascites samples obtained from the National Biobank of Korea. We performed receiver operating characteristic curve analysis to determine the optimal cutoff value for each tumor marker.
Results
CEA, CA 72-4, and CA 19-9 levels were significantly higher in GC-ascites than in LC-ascites. There was no difference in tumor marker levels between GC-ascites samples irrespective of cytology. CEA, CA 72-4, and CA 19-9 had sensitivities of 85.5%, 79.0%, and 61.6%, respectively, and specificities of 96.8%, 100.0%, and 89.1%, respectively, for distinguishing GC-ascites samples from LC-ascites samples. The diagnostic accuracy was improved by combining two or more tumor markers. The combination of CEA and CA 72-4 showed the highest sensitivity (86.2%) and specificity (100%).
Conclusions
Measurement of tumor markers, such as CEA, CA 72-4, and CA 19-9, in ascites samples could help diagnose GC-ascites, and combining two or more tumor markers could further increase the diagnostic yield, even in cytology-negative patients.
INTRODUCTION
Gastric cancer (GC) is the fifth most common cancer worldwide and the fourth leading cause of cancer-related mortality, based on the GLOBOCAN 2020 data estimates [1]. Peritoneal carcinomatosis occurs in more than one-third of patients with advanced GC with metastatic disease, and the prognosis is generally poor [2]. Early and accurate diagnosis of peritoneal carcinomatosis may increase the chances of appropriate treatment and improve the prognosis of patients with advanced GC. Malignant ascites is common in GC patients with peritoneal carcinomatosis. Therefore, differential diagnosis of the ascites is important to confirm the nature of the ascites as benign or malignant. Cytologic confirmation is the gold standard for the diagnosis of malignant ascites, although the sensitivity of the test is low. Although broad efforts have been made to improve the diagnostic accuracy and sensitivity of tests for malignant ascites with peritoneal carcinomatosis using tumor markers, the appropriate markers and their role in GC patients with ascites are still inconclusive.
A tumor marker is a molecule that indicates the likely presence of cancer or provides information about the likely future behavior of a cancer. Therefore, tumor markers are potentially useful in screening, diagnosis, determining prognosis, predicting therapeutic efficacy, surveillance following surgical removal, and monitoring treatment response in cancer patients [3]. Serum tumor markers are most widely investigated in GC patients for predicting recurrence or prognosis, including CEA, CA 19-9, CA 125, and CA 72-4 [4-6]. Tumor markers in ascites samples have also been investigated in several studies, but their diagnostic role for malignant ascites in GC patients is still obscure. In most previous studies, the sample size was small, and the studied populations were not confined to GC patients [7-10].
To investigate the diagnostic role of tumor markers in ascites samples, we measured and compared the levels of various tumor markers in GC-associated malignant ascites (GC-ascites) samples and liver cirrhosis (LC)-associated benign ascites (LC-ascites) samples. We also assessed the tumor markers of diagnostic significance and established the optimal cutoff value with the maximum sensitivity and specificity to distinguish GC-associated malignant ascites from benign ascites.
MATERIALS AND METHODS
1. Patients and ascites samples
The 202 ascites samples (64 LC-ascites samples and 138 GC-ascites samples) originated from four different centers, were collected at the National Biobank of Korea between January 2012 and April 2018. The LC-ascites samples were obtained from patients diagnosed with LC on a clinical and laboratory basis by a hepatologist. All patients had no past medical history or radiological evidence of any malignancy, and the absence of malignant cells in the LC-ascites samples was confirmed by cytological analysis. The GC-ascites samples were obtained from patients with confirmed diagnosis of primary gastric or gastroesophageal junction adenocarcinoma without any evidence of double primary malignancies. The definition of GC-ascites in this study was ascites in GC patients with either positive cytology in the ascites sample or with combined typical clinical and radiological findings despite of negative cytology. As the aim of current study was to elucidate the role of ascites tumor markers for the diagnosis of GC-ascites if the cytologic examination results were negative, only patients with clear evidence of peritoneal carcinomatosis were enrolled in the analyses to minimize the possibility of the false positives. Radiologic parameters suggestive of peritoneal metastasis and malignant ascites were as follows: (1) enhancing thickening of the bowel walls, (2) increased density of the peritoneal fat, (3) the presence of peritoneal seeding nodules, and (4) hydronephrosis from ureteral obstruction [11]. Clinical conditions that strongly suggestive of peritoneal carcinomatosis included that continuous increase of ascites needed repetitive therapeutic paracentesis, or the occurrence of bowel obstruction, urinary tract obstruction, or biliary obstruction as a complication of peritoneal metastasis. The samples were collected during diagnostic or therapeutic paracentesis procedures from LC and GC patients who presented with ascites. After collection, the ascitic samples were sent to a pathologist for cytological analysis. A separate set of ascitic samples were centrifuged at 3,200×g for 10 minutes to eliminate large cell particles and cell debris. Supernatant from each sample was aliquoted into microcentrifuge tubes and stored at -80℃ for further analyses, including the measurement of tumor markers. Clinicopathological data were obtained from a retrospective review of the medical records.
The study protocol was reviewed and approved by the Institutional Review Board of the Chungbuk National University Hospital, South Korea (IRB approval number: CBNUH 2017-05-014), and written informed consent was obtained from all study participants at the time of ascites sample collection.
2. Tumor marker measurement in ascites samples
Based on the review of previous studies of commonly used tumor markers in gastric cancer, we selected CEA, CA 19-9, CA 72-4, and CA 125 to investigate the diagnostic role of ascites tumor markers [4,12-15]. We measured the level of these four tumor markers in the LC- and GC-ascites samples. The levels of CEA, CA 72-4, CA 19-9, and CA 125 in the ascites samples were quantified using an Architect i4000SR chemiluminescent enzyme immunoassay (Abbott Laboratories, Chicago, IL, USA) in accordance with the manufacturer's instructions.
3. Statistical analyses
Mann–Whitney unpaired test were performed to assess differences in the levels of tumor markers between LC-ascites and GC-ascites samples. The unpaired t-test was used to compare mean values and Chi-squared test was used to compare the differences. To determine the optimal cutoff value to maximize the diagnostic value of each tumor marker, we performed receiver operating characteristic (ROC) curve analysis and calculated the area under the curve (AUC). Risk scores were assigned to all patients in accordance with a linear combination between the levels of the tumor markers, weighted in accordance with the regression coefficient. Furthermore, we conducted stepwise Cox regression and stratification analyses. The statistical analyses were performed using IBM SPSS Statistics software version 21.0 (IBM Corp., Armonk, NY, USA) and MedCalc software version 18.9.1 (MedCalc, Ostend, Belgium). All the P-values were two-sided, and P-values below 0.05 were considered statistically significant.
RESULTS
1. Study population
The baseline characteristics of the study population are summarized in Table 1. Of the 202 ascites samples, 138 (68.3%) were GC-ascites and 64 (31.7%) were LC-ascites. There were no significant differences in age and sex between the two groups. The most common cause of LC was chronic hepatitis B virus infection (60.8%), followed by alcohol abuse (26.6%) and chronic hepatitis C virus infection (6.3%). For primary GC, tubular adenocarcinoma (56.5%) was the most common histology, followed by poorly cohesive carcinoma (23.9%) and mucinous carcinoma (4.3%). Ninety-six ascites samples in GC-ascites (69.6%) were cytologically positive for adenocarcinoma.
2. Levels of tumor markers in ascites samples
The levels of CEA, CA 72-4, and CA 19-9 were significantly higher in GC-ascites samples than in LC-ascites samples (P<0.001), whereas the levels of CA 125 were similar between the two groups (P=0.811) (Table 2, Fig. 1). Therefore, subsequent ROC curve analyses to evaluate the diagnostic value of tumor markers in GC-ascites were performed only for CEA, CA 72-4, and CA 19-9. The levels of tumor markers were slightly higher in GC-ascites samples with positive cytology than in samples with negative cytology, but this was not statistically significant (Table 2).
3. Diagnostic value of the levels of tumor markers for GC-ascites
We performed ROC curve analyses of CEA, CA 72-4, and CA 19-9 to determine their accuracy for diagnosing GC-ascites (Table 3, Fig. 2). CEA at a cutoff value of 2.3 ng/mL had the highest sensitivity (85.5%) and specificity (96.9%), with an AUC of 0.952 (95% CI, 0.912~0.977). CA 72-4 at a cutoff value of 1.7 U/mL had 79.0% sensitivity and 100% specificity (AUC, 0.892; 95% CI, 0.840~0.924), and CA 19-9 at a cutoff of 10.2 U/mL had 61.6% sensitivity and 89.0% specificity (AUC, 0.788; 95% CI, 0.726~0.843) (Table 3, Fig. 2). These cutoff values are lower than the upper normal limits in serum samples of CEA, CA 72-4, and C 19-9 (5.0 ng/mL, 4.0 U/mL, and 37 U/mL, respectively).
Combining CEA and one or more other tumor markers improved the sensitivity and specificity for the diagnosis of GC-ascites (Table 3, Fig. 3). Combining CEA and CA 72-4 as the numerical sum of each value with a cut-off value of 5.1 had 86.2% sensitivity and 100.0% specificity (AUC, 0.966; 95% CI, 0.930~0.986), and combining CEA and CA 19-9 with a cutoff value of 19.9 had 80.4% sensitivity and 93.8% specificity (AUC, 0.939; 95% CI, 0.897~0.968). The sum of all three tumor markers with a cutoff value of 21.4 had 85.5% sensitivity and 93.8% specificity, with an AUC of 0.950 (95% CI, 0.910~0.976). We also analyzed the diagnostic value of combining CEA and other tumor markers not as the numerical sum but as the number of tumor markers above their corresponding cutoffs. When CEA, CA 72-4, or both were above their respective cutoff values, the AUC for the combination was 0.935 (95% CI, 0.891~0.965), with a sensitivity of 87.7% and a specificity of 96.6%. When CEA, CA 19-9, or both were above their respective cutoff values, the AUC was 0.922 (95% CI, 0.876~0.955), with a sensitivity of 90.6% and a specificity of 85.9%. When combining all three markers, when at least two markers were above their respective cut-off values, the AUC was 0.943 (95% CI, 0.902~0.971), with a sensitivity of 81.2% and a specificity of 100% (Table 4, Fig. 4). The overall results were similar to that of the combination method using the numerical sum and had better sensitivity and specificity than using a single ascites tumor marker. When using the numerical sum of the ascites tumor markers, the combination of CEA and CA 72-4 had the largest AUC (0.966). When using the number of tumor markers above the optimal cutoff value, the combination of all three tumor markers in ascites had the largest AUC (0.943; 95% CI, 0.902~0.971).
We also performed the ROC curve analyses of tumor markers in both cytology positive and negative group, separately (Table 5). CEA had highest sensitivity and specificity for both groups for the diagnosis of GC-ascites, with AUC of 0.939 (95% CI, 0.889~0.970) and 0.982 (0.934~0.998), respectively. CA 72-4 and CA 19-9 also showed similar power for GC-ascites diagnosis in cytology positive and negative group. Combination of ascites tumor markers also showed similar results. Combination of CEA and CA 72-4 had highest diagnostic accuracy with AUC of 0.985 (95% CI, 0.914~0.983) and 0.983 (95% CI, 0.936~0.998) in cytology positive and negative group, respectively.
DISCUSSION
Here, we reported the role of ascites tumor markers in the diagnosis of GC-related malignant ascites. The levels of CEA, CA 72-4, and CA 19-9 were significantly higher in malignant GC-ascites than in benign LC-ascites. Tumor marker levels in GC-ascites were not different irrespective of the positivity of cytology. The sensitivity of the cytological analysis was 69.6%, whereas CEA with a cutoff value of 2.3 ng/mL had 85.5% sensitivity and 96.9% specificity (AUC, 0.952; youden index [YI], 0.8223). The levels of CA 72-4 and CA 19-9 were also significantly higher in GC-ascites than in LC-ascites, but their low sensitivities limited their diagnostic roles as single biomarkers. When two or more tumor markers, including CEA, were combined, the accuracy for diagnosing GC-ascites was improved. The combination of CEA and CA 72-4 had 86.2% sensitivity and 100% specificity (AUC, 0.966; YI, 0.862) for diagnosing GC-ascites. Ascites tumor markers showed similar diagnostic power for GC-ascites in both cytology positive and negative groups. Regarding the rather low sensitivity of cytological examination, combined analysis of ascites tumor markers could improve the diagnostic accuracy of GC-ascites.
The peritoneum is the most common metastatic site in advanced GC. An epidemiologic study in the Netherlands found peritoneal carcinomatosis in 35% of GC patients with metastatic disease, and peritoneal carcinomatosis was the only metastatic site in 69.5% of these patients. GC patients with peritoneal carcinomatosis usually have poor prognosis, with a median overall survival of only 4.8 moths (95% CI, 3.5~5.7), which is shorter than that of all GC patients (7.9 months; 95% CI, 7.2~9.1) [2]. Ascites is common in advanced GC patients with peritoneal carcinomatosis. Early diagnosis of peritoneal carcinomatosis and timely adequate treatment could improve the prognosis of these patients. Therefore, when ascites is detected, an accurate and prompt differential diagnosis should be made to determine whether the ascites is benign or malignant. Detection of tumor cells in ascites is the indisputable gold standard for the diagnosis of malignant ascites, although the sensitivity of the test is rather low. Explorative laparotomy to obtain peritoneal tissue may also be considered, but it is a time-consuming and relatively invasive procedure to perform as a routine test for diagnosing peritoneal carcinomatosis. Imaging procedures such as computed tomography or magnetic resonance imaging of the abdomen and pelvic cavity could assist in the diagnosis of peritoneal carcinomatosis, but their role in detecting early lesions with a small tumor burden is limited because of their low sensitivity.
Many studies have been conducted to improve the diagnostic accuracy for GC using tumor markers. Serum CEA, CA 19-9, CA 72-4, and CA-125 are the tumor markers that are most widely investigated and used in GC for diagnosis and prognosis prediction [4]. Serum levels of CEA, CA 19-9, and CA 72-4 are significantly higher in GC patients than in healthy volunteers and in patients with benign gastric diseases and are considered to increase the accuracy for the diagnosis of GC [6]. Serum CA 125 and CA 72-4 are useful markers in GC diagnosis, as well as in predicting prognosis and evaluating treatment efficacy in patients with GC peritoneal dissemination [5]. Based on the efficacy of serum tumor markers, studies have also evaluated the diagnostic value of tumor markers in the peritoneal lavage fluid (PLF) after gastrectomy (Table 6). High CEA and CA 72-4 in the PLF are useful markers for the prediction of peritoneal recurrence or prognosis in GC patients who receive surgical resection, and elevated CA 19-9 in the PLF is significantly associated with advanced GC [12,14]. CEA levels or CEA and CA 125 levels in combination with peritoneal cytology in the PLF are helpful predictors of peritoneal dissemination in GC [15]. CEA protein and mRNA levels in the PLF have high diagnostic accuracy and can be helpful to predict peritoneal recurrence after curative surgery in GC patients [16]. Tumor markers in ascites samples have also been investigated in several studies, and efforts have been made to differentiate benign and malignant ascites using ascites tumor markers (Table 6). Adding other biomarkers also improves the diagnostic accuracy for malignant ascites. Combined analysis of exosomal miRNAs and tumor markers improves the diagnostic accuracy for GC-ascites compared to CEA alone. The combination of miR-181b-5p and CEA has 82.5% sensitivity and 96.7% specificity [17]. However, none of these previous studies confirmed the diagnostic role of commonly used serum tumor markers in ascites samples for malignant ascites. Some studies suggested that the combination of serum tumor markers, cytology, or ascites heteroploid cells with ascites tumor markers could improve the diagnostic accuracy for malignant ascites, but those studies were not confined to GC [7-10]. Therefore, our study is the first to confirm that combined analysis of ascites tumor markers could improve the diagnostic accuracy for GC-ascites in large scale.
In the present study, the levels of CEA, CA 72-4, and CA 19-9 were significantly higher in GC-ascites than in LC-ascites, but the levels of CA 125 were similar. CA 125 is widely used for the diagnosis and surveillance of ovarian cancer. It has also been suggested to be a marker of other gynecologic tumors, including fallopian tube, endometrial, and exocervical cancers, as well as non-gynecologic tumors, including gastrointestinal tract cancers [18]. However, CA 125 is neither tumor-nor tissue-specific and is elevated in various benign conditions, such as LC, endometriosis, pelvic inflammatory disease, and other disorders associated with ascites or pleural effusion [19,20]. In this study, CA 125 was increased in both LC-ascites and GC-ascites, which is consistent with the findings of previous studies suggesting that CA 125 is associated with the presence of serosal fluids and the serosal involvement of disease, regardless of the disease origin [19].
In the diagnosis of malignancy, minimizing the falsepositive rate, which is calculated as “1-specificity,” is as important as increasing the sensitivity, because it has a large impact on prognosis and further treatment. The ROC curve analysis of each tumor marker showed that CEA had the highest discriminative power (AUC, 0.952) for the diagnosis of GC-ascites, with 85.5% sensitivity and 96.8% specificity. To increase the sensitivity while maintaining the high specificity, we combined CEA with other tumor markers. The sum of CEA and CA 72-4 presented the highest diagnostic power for GC-ascites, with an AUC of 0.966, 86.2% sensitivity, and 100% specificity. In the subgroup analyses of both cytology positive and negative groups, CEA had similar excellent diagnostic power in both groups, with AUC of 0.939 and 0.982, respectively. Combination of CEA and CA 72-4 also presented the highest discriminative power for GC-ascites in both groups, with AUC of 0.985 and 0.983, respectively. Ascites tumor markers, especially combination of CEA and CA 72-4 could assist diagnosing GC-ascites even in the cases of absence of malignant cells in cytologic examination. Compared to the sensitivity of cytologic examination which is only 69%, combining multiple ascites tumor markers could provide high diagnostic sensitivity and specificity in GC patients. Also, the test procedure is simple and reproducible, it could be easily introduced in clinical practice for the diagnosis of GC related malignant ascites.
The current study has some limitations. First, there were no matched serum samples; therefore, we could not confirm whether the combined analysis of multiple ascites tumor markers is superior to serum tumor markers for the diagnosis of GC-ascites. Second, as we collected anonymized ascites samples from the National Biobank of Korea, which originated from multiple centers, detailed clinical information, including survival, GC treatment history, and response to treatment, could not be obtained. Therefore, we could not confirm the prognostic role of the combination of ascites tumor markers in GC with peritoneal carcinomatosis in this study. Finally, considering the costeffectiveness, measurement of multiple tumor markers could somewhat increase the economic burden during the diagnosis. Compare to the invasive diagnostic procedure like explorative laparotomy, testing the tumor markers in the ascites is relatively simple, non-invasive, and inexpensive diagnostic method for the GC-ascites. Considering the loss of timely treatment opportunity due to delayed diagnosis, measurement of tumor markers in ascites is considered a relatively reasonable method. Despite these limitations, combinational analysis of ascites tumor markers is a simple and strong method for the diagnosis of GC-ascites irrespective of the presence of malignant cells. Timely diagnosis of peritoneal carcinomatosis and prompt decision for the appropriate treatment is crucial for the better prognosis of gastric cancer patients, especially when the ascites is the only presentation of suggesting stage IV disease or recurrence after surgery. Combining the analysis of ascites tumor markers to the cytologic examination could improve the diagnostic sensitivity and could be helpful to apply the proper treatments to the patients. Future studies with serial analyses of ascites tumor markers before and during treatment could provide information on the predictive value of tumor markers in GC and the potential role of changes in ascites tumor markers as an early biomarker for predicting treatment response.
In conclusion, tumor markers in ascites samples, including CEA, CA 72-4, and CA 19-9, could facilitate to diagnose GC-ascites, make up for the low sensitivity of cytologic method. Combining the measurements of multiple tumor markers could further increase the sensitivity and specificity for the diagnosis of malignant ascites in GC patients.
Acknowledgements
This research was supported by a Basic Science Research Program through the National Research Foundation of Korea, funded by the Ministry of Education, Science and Technology (2017R1A5A2015541 and 2019R1A2C1007401). All ascites samples and data in this study were provided by the Biobank of Chungbuk National University Hospital, Gyeongsang National University Hospital, Chonnam National University Hwasun Hospital, and Chonbuk National University Hospital, members of the Korea Biobank Network, which are supported by the Ministry of Health, Welfare and Family Affairs. All ascites samples derived from the Korea Biobank Network were obtained with informed consent under institutional review board-approved protocols. We would like to thank Editage (www.editage.co.kr) for English language editing.
Notes
No potential conflict of interest relevant to this article was reported.